secwatch.observer — SEC 8-K summary
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Issuer:     DBX ETF TRUST (—)
CIK:        0001503123
Form:       8-K
Filed at:   2024-03-06T23:59:59+00:00
Accession:  0000088053-24-000159
Event type: regulatory
Sentiment:  negative
Materiality: 0.65
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

SNPV receives delisting notice from Cboe BZX for insufficient beneficial holders
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- Cboe BZX staff notified Xtrackers S&P 500 Value ESG ETF (SNPV) of fewer than 50 beneficial holders for 30+ consecutive days between Nov 22, 2023 and Jan 23, 2024.
- Fund has 45 days (by April 18, 2024) to submit a Plan for Compliance to avoid delisting proceedings.
- Trust intends to submit a plan to increase beneficial holders by the April 18, 2024 deadline.
- If no compliance plan is submitted, the Staff will issue a Staff Delisting Determination.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1503123/000008805324000159/0000088053-24-000159-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1503123/000008805324000159/fm8k_030624etf-snpv.htm
  HTML page:      https://secwatch.observer/filing/0000088053-24-000159

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