secwatch.observer — SEC 8-K summary
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Issuer:     RTX Corp (RTX)
CIK:        0000101829
Form:       8-K
Filed at:   2024-08-30T23:59:59+00:00
Accession:  0000101829-24-000031
Event type: regulatory
Sentiment:  negative
Materiality: 0.75
Item codes: 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

RTX enters $200M consent agreement with State Dept over AECA/ITAR violations
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- Civil penalty of $200 million; $100 million suspended if used for DTCC-approved remedial compliance measures.
- The non-suspended $100 million was accrued in Q2 2024; paid in three installments: $34M Sep 2024, $33M Aug 2025, $33M Aug 2026.
- Company must appoint an external Special Compliance Officer (SCO) for at least two years and conduct an external audit.
- Term of consent agreement is three years; RTX must implement enhanced compliance policies, automated system, and classification review.
- Voluntary disclosures led to the settlement; RTX neither admits nor denies the allegations.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/101829/000010182924000031/0000101829-24-000031-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/101829/000010182924000031/rtx-20240829.htm
  HTML page:      https://secwatch.observer/filing/0000101829-24-000031

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