---
schema_version: "secwatch.filing_event.v1"
accession: "0000350894-24-000006"
form_type: "8-K"
ticker: "SEIC"
cik: "0000350894"
company_name: "SEI INVESTMENTS CO"
filed_at: "2024-02-01T23:59:59+00:00"
generated_at: "2026-06-06T11:51:48.569047+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.2
confidence: "high"
source: SEC EDGAR
---

# SEI Investments late to amend compensation recovery policy; now compliant

## Summary
- Notified Nasdaq on Feb 1, 2024 that it missed Dec 1, 2023 deadline to amend policy per Listing Rule 5608.
- Policy has been amended and restated to comply with Nasdaq Listing Rule 5608.
- Required disclosures under Rule 5608 will be provided in future SEC filings.
- No financial penalty or trading impact disclosed.

## SEC filing metadata
- accession: 0000350894-24-000006
- form_type: 8-K
- ticker: SEIC
- cik: 0000350894
- company_name: SEI INVESTMENTS CO
- filed_at: 2024-02-01T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.2
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/350894/000035089424000006/0000350894-24-000006-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/350894/000035089424000006/seic-20240201.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000350894-24-000006
- JSON: https://secwatch.observer/filing/0000350894-24-000006.json
- Plain text: https://secwatch.observer/filing/0000350894-24-000006.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.