secwatch.observer — SEC 8-K summary
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Issuer:     SEI INVESTMENTS CO (SEIC)
CIK:        0000350894
Form:       8-K
Filed at:   2024-02-01T23:59:59+00:00
Accession:  0000350894-24-000006
Event type: regulatory
Sentiment:  neutral
Materiality: 0.20
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

SEI Investments late to amend compensation recovery policy; now compliant
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- Notified Nasdaq on Feb 1, 2024 that it missed Dec 1, 2023 deadline to amend policy per Listing Rule 5608.
- Policy has been amended and restated to comply with Nasdaq Listing Rule 5608.
- Required disclosures under Rule 5608 will be provided in future SEC filings.
- No financial penalty or trading impact disclosed.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/350894/000035089424000006/0000350894-24-000006-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/350894/000035089424000006/seic-20240201.htm
  HTML page:      https://secwatch.observer/filing/0000350894-24-000006

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