---
schema_version: "secwatch.filing_event.v1"
accession: "0000716643-23-000059"
form_type: "8-K"
ticker: "RGS"
cik: "0000716643"
company_name: "REGIS CORP"
filed_at: "2023-12-18T23:59:59+00:00"
generated_at: "2026-06-07T11:32:28.051680+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Regis Corp receives NYSE delisting notice for failure to meet $50M equity or market cap standard

## Summary
- Notice received Dec 13, 2023 under Section 802.01B for insufficient stockholders' equity or 30-day avg market cap below $50M.
- NYSE staff determined to commence delisting proceedings; company will appeal within required timing.
- Common stock continues trading on NYSE pending review outcome; no suspension yet.
- Company evaluating options to maintain listing on a national exchange; no assurance of appeal success.

## SEC filing metadata
- accession: 0000716643-23-000059
- form_type: 8-K
- ticker: RGS
- cik: 0000716643
- company_name: REGIS CORP
- filed_at: 2023-12-18T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/716643/000071664323000059/0000716643-23-000059-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/716643/000071664323000059/rgs-20231213.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000716643-23-000059
- JSON: https://secwatch.observer/filing/0000716643-23-000059.json
- Plain text: https://secwatch.observer/filing/0000716643-23-000059.txt

## Key facts
- Listing & Compliance Notices
  REGIS CORP received a nyse delisting notice notice regarding stockholders equity (rules 802.01B).
  - Exchange: nyse
  - Notice: delisting notice
  - Deficiency: stockholders equity
  - Rules: 802.01B
  source text: December 13, 2023, Regis Corporation (the “Company”) received a written notice (the “Notice”) from the staff of NYSE Regulation (the “Staff”) of the New York Stock Exchange (“NYSE”) indicating that the Staff had determined to commence proceedings to delist the common stock of the Company from the NYSE. The Notice indicated that the Staff reached its decision because the Company was unable to demonstrate that it had regained compliance with the applicable listing standard in Section 802.01B of the Listed Company Manual requiring listed companies to maintain either (i) at least $50 million in st
  evidence_url: https://www.sec.gov/Archives/edgar/data/716643/000071664323000059/0000716643-23-000059-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.