secwatch.observer — SEC 8-K summary ====================================== Issuer: REGIS CORP (RGS) CIK: 0000716643 Form: 8-K Filed at: 2023-12-18T23:59:59+00:00 Accession: 0000716643-23-000059 Event type: regulatory Sentiment: negative Materiality: 0.85 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Regis Corp receives NYSE delisting notice for failure to meet $50M equity or market cap standard -------------------------------------------------------------------------------- - Notice received Dec 13, 2023 under Section 802.01B for insufficient stockholders' equity or 30-day avg market cap below $50M. - NYSE staff determined to commence delisting proceedings; company will appeal within required timing. - Common stock continues trading on NYSE pending review outcome; no suspension yet. - Company evaluating options to maintain listing on a national exchange; no assurance of appeal success. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/716643/000071664323000059/0000716643-23-000059-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/716643/000071664323000059/rgs-20231213.htm HTML page: https://secwatch.observer/filing/0000716643-23-000059 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer