secwatch.observer — SEC 8-K summary
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Issuer:     ARROW FINANCIAL CORP (AROW)
CIK:        0000717538
Form:       8-K
Filed at:   2023-04-05T23:59:59+00:00
Accession:  0000717538-23-000106
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Arrow Financial receives Nasdaq noncompliance notice for late 10-K filing
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- Received Nasdaq notice for failing to file 2022 10-K by due date; must submit compliance plan by June 2, 2023.
- Nasdaq may grant up to 180-day extension to September 27, 2023 to regain compliance.
- No immediate effect on listing or trading, but noncompliance indicator will be broadcast.
- If not compliant by extension end, common stock subject to delisting from Nasdaq.
- Company intends to file the 10-K as soon as practicable.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/717538/000071753823000106/0000717538-23-000106-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/717538/000071753823000106/arow-20230331.htm
  HTML page:      https://secwatch.observer/filing/0000717538-23-000106

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