---
schema_version: "secwatch.filing_event.v1"
accession: "0000717538-23-000128"
form_type: "8-K"
ticker: "AROW"
cik: "0000717538"
company_name: "ARROW FINANCIAL CORP"
filed_at: "2023-06-05T23:59:59+00:00"
generated_at: "2026-06-14T07:41:41.978077+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Arrow Financial submits Nasdaq remediation plan for late 2022 10-K filing

## Summary
- Submitted plan to Nasdaq on June 1, 2023 to regain compliance with Listing Rule 5250(c)(1).
- Noncompliance stems from failure to file 2022 Form 10-K by due date; disclosed in April 2023 8-K.
- Nasdaq may grant up to 180-day extension; no assurance plan will be accepted or compliance regained.
- If plan rejected or extension missed, AROW common stock faces delisting from Nasdaq.

## SEC filing metadata
- accession: 0000717538-23-000128
- form_type: 8-K
- ticker: AROW
- cik: 0000717538
- company_name: ARROW FINANCIAL CORP
- filed_at: 2023-06-05T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/717538/000071753823000128/0000717538-23-000128-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/717538/000071753823000128/arow-20230601.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000717538-23-000128
- JSON: https://secwatch.observer/filing/0000717538-23-000128.json
- Plain text: https://secwatch.observer/filing/0000717538-23-000128.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.