secwatch.observer — SEC 8-K summary
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Issuer:     ARROW FINANCIAL CORP (AROW)
CIK:        0000717538
Form:       8-K
Filed at:   2023-06-05T23:59:59+00:00
Accession:  0000717538-23-000128
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Arrow Financial submits Nasdaq remediation plan for late 2022 10-K filing
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- Submitted plan to Nasdaq on June 1, 2023 to regain compliance with Listing Rule 5250(c)(1).
- Noncompliance stems from failure to file 2022 Form 10-K by due date; disclosed in April 2023 8-K.
- Nasdaq may grant up to 180-day extension; no assurance plan will be accepted or compliance regained.
- If plan rejected or extension missed, AROW common stock faces delisting from Nasdaq.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/717538/000071753823000128/0000717538-23-000128-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/717538/000071753823000128/arow-20230601.htm
  HTML page:      https://secwatch.observer/filing/0000717538-23-000128

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