secwatch.observer — SEC 8-K summary ====================================== Issuer: OPPENHEIMER HOLDINGS INC (OPY) CIK: 0000791963 Form: 8-K Filed at: 2022-02-10T23:59:59+00:00 Accession: 0000791963-22-000028 Event type: leadership Sentiment: neutral Materiality: 0.55 Item codes: 5.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 CFO Jeffrey Alfano resigns effective March 1, 2022; longtime controller Agosta named interim CFO -------------------------------------------------------------------------------- - Jeffrey J. Alfano resigns as CFO of Oppenheimer Holdings and Oppenheimer & Co. effective March 1, 2022. - Resignation is for personal reasons; no disagreements with company or accounting practices. - Salvatore Agosta, 67, controller since 2002, appointed interim CFO and principal financial/accounting officer. - Board will conduct internal and external search for a permanent replacement. - Company expects to timely file its 2021 10-K. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/791963/000079196322000028/0000791963-22-000028-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/791963/000079196322000028/opy-20220207.htm HTML page: https://secwatch.observer/filing/0000791963-22-000028 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer