---
schema_version: "secwatch.filing_event.v1"
accession: "0000791963-23-000044"
form_type: "8-K"
ticker: "OPY"
cik: "0000791963"
company_name: "OPPENHEIMER HOLDINGS INC"
filed_at: "2023-10-27T23:59:59+00:00"
generated_at: "2026-06-09T07:29:59.624357+00:00"
event_type: "earnings"
sentiment: "positive"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Oppenheimer Q3 net income $13.9M, EPS $1.32 vs $0.40 YoY; revenue $312.7M +6.3%

## Summary
- Net income $13.9M ($1.32 basic EPS) vs $4.5M ($0.40) a year ago; revenue rose 6.3% to $312.7M.
- Private Client pre-tax income surged to $65.2M from $30.0M on higher interest and advisory fees.
- Capital Markets revenue up 4% to $94.6M but pre-tax loss of $15.3M vs income of $2.4M YoY.
- Quarterly dividend of $0.15/share payable Nov 24; repurchased 606,087 shares in Q3 via tender and open market.
- Book value per share record $75.01; AUA $110.7B, AUM $40.4B both higher YoY.

## SEC filing metadata
- accession: 0000791963-23-000044
- form_type: 8-K
- ticker: OPY
- cik: 0000791963
- company_name: OPPENHEIMER HOLDINGS INC
- filed_at: 2023-10-27T23:59:59+00:00
- event_type: earnings
- sentiment: positive
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/791963/000079196323000044/0000791963-23-000044-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/791963/000079196323000044/opy-20231027.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000791963-23-000044
- JSON: https://secwatch.observer/filing/0000791963-23-000044.json
- Plain text: https://secwatch.observer/filing/0000791963-23-000044.txt

## Key facts
- Earnings Releases
  OPPENHEIMER HOLDINGS INC reported third quarter 2023 results: revenue $312.7 million, net income $13.9 million, EPS $1.32 basic earnings per share.
  - Period: third quarter 2023
  - Revenue: $312.7 million
  - Net income: $13.9 million
  - EPS: $1.32 basic earnings per share
  - Result: reported results
  source text: Oppenheimer Holdings Inc. Reports Third Quarter 2023 Earnings New York, October 27, 2023 – Oppenheimer Holdings Inc. (NYSE: OPY) (the "Company" or "Firm") today reported net income of $13.9 million or $1.32 basic earnings per share for the third quarter of 2023, an increase of approximately 206.7%, compared with net income of $4.5 million or $0.40 basic earnings per share for the third quarter of 2022. Revenue for the third quarter of 2023 was $312.7 million, an increase of 6.3%, compared to revenue of $294.1 million for the third quarter of 2022.
  evidence_url: https://www.sec.gov/Archives/edgar/data/791963/000079196323000044/0000791963-23-000044-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.