secwatch.observer — SEC 8-K summary
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Issuer:     OPPENHEIMER HOLDINGS INC (OPY)
CIK:        0000791963
Form:       8-K
Filed at:   2023-10-27T23:59:59+00:00
Accession:  0000791963-23-000044
Event type: earnings
Sentiment:  positive
Materiality: 0.75
Item codes: 2.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Oppenheimer Q3 net income $13.9M, EPS $1.32 vs $0.40 YoY; revenue $312.7M +6.3%
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- Net income $13.9M ($1.32 basic EPS) vs $4.5M ($0.40) a year ago; revenue rose 6.3% to $312.7M.
- Private Client pre-tax income surged to $65.2M from $30.0M on higher interest and advisory fees.
- Capital Markets revenue up 4% to $94.6M but pre-tax loss of $15.3M vs income of $2.4M YoY.
- Quarterly dividend of $0.15/share payable Nov 24; repurchased 606,087 shares in Q3 via tender and open market.
- Book value per share record $75.01; AUA $110.7B, AUM $40.4B both higher YoY.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/791963/000079196323000044/0000791963-23-000044-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/791963/000079196323000044/opy-20231027.htm
  HTML page:      https://secwatch.observer/filing/0000791963-23-000044

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer