---
schema_version: "secwatch.filing_event.v1"
accession: "0000807863-23-000069"
form_type: "8-K/A"
ticker: "MITK"
cik: "0000807863"
company_name: "MITEK SYSTEMS INC"
filed_at: "2023-08-17T23:59:59+00:00"
generated_at: "2026-06-11T08:08:54.219359+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Mitek receives additional Nasdaq delisting notice for Q3 10-Q miss; corrects prior filing error

## Summary
- Corrected prior 8-K typo: now says company does not need to address Q3 10-Q filing further with Panel.
- Nasdaq notified Mitek on Aug 14, 2023 of failure to file Q3 10-Q as additional delisting basis.
- Hearing held Aug 10, 2023; company presented plan to become current in filings.
- Company expects Panel decision on continued listing in late August or September 2023.
- Annual Report for FY2022 already filed; Q1, Q2, Q3 10-Qs to be filed promptly.

## SEC filing metadata
- accession: 0000807863-23-000069
- form_type: 8-K/A
- ticker: MITK
- cik: 0000807863
- company_name: MITEK SYSTEMS INC
- filed_at: 2023-08-17T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/807863/000080786323000069/0000807863-23-000069-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/807863/000080786323000069/mitk-20230814.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000807863-23-000069
- JSON: https://secwatch.observer/filing/0000807863-23-000069.json
- Plain text: https://secwatch.observer/filing/0000807863-23-000069.txt

## Key facts
- Listing & Compliance Notices
  MITEK SYSTEMS INC received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: August 14, 2023, Mitek Systems, Inc. (the “Company”) received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”), as expected, advising the Company that it was not in compliance with Nasdaq’s continued listing requirements under the Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of its failure to file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 (the “Q3 Form 10-Q”) in a timely manner and that such matter serves as an additional basis for delisting the Company’s securities from Nasdaq. The Rule requires
  evidence_url: https://www.sec.gov/Archives/edgar/data/807863/000080786323000069/0000807863-23-000069-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
