---
schema_version: "secwatch.filing_event.v1"
accession: "0000820027-21-000087"
form_type: "8-K"
ticker: "AMP"
cik: "0000820027"
company_name: "AMERIPRISE FINANCIAL INC"
filed_at: "2021-10-26T23:59:59+00:00"
generated_at: "2026-06-28T18:14:59.719417+00:00"
event_type: "earnings"
sentiment: "positive"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Ameriprise Q3 adjusted EPS ex-unlocking $5.91, +38% YoY; AUM $1.2T, net inflows $14B

## Summary
- GAAP net income $1,031M ($8.65/sh) vs loss $140M year ago; adjusted operating earnings $699M.
- Wealth & Asset Management contributed 80% of operating earnings; pretax adj. op. earnings +28% to $858M.
- Advice & Wealth Management pretax adj. op. earnings $459M (+43%), client assets $811B, net flows $10B.
- Asset Management pretax adj. op. earnings $285M (+44%), AUM $583B, net inflows $3.9B.
- Returned $666M capital to shareholders (95% of adj. op. earnings); excess capital $2.7B.

## SEC filing metadata
- accession: 0000820027-21-000087
- form_type: 8-K
- ticker: AMP
- cik: 0000820027
- company_name: AMERIPRISE FINANCIAL INC
- filed_at: 2021-10-26T23:59:59+00:00
- event_type: earnings
- sentiment: positive
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/820027/000082002721000087/0000820027-21-000087-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/820027/000082002721000087/amp-20211026.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000820027-21-000087
- JSON: https://secwatch.observer/filing/0000820027-21-000087.json
- Plain text: https://secwatch.observer/filing/0000820027-21-000087.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.