secwatch.observer — SEC 8-K summary
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Issuer:     AMERIPRISE FINANCIAL INC (AMP)
CIK:        0000820027
Form:       8-K
Filed at:   2021-10-26T23:59:59+00:00
Accession:  0000820027-21-000087
Event type: earnings
Sentiment:  positive
Materiality: 0.85
Item codes: 2.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Ameriprise Q3 adjusted EPS ex-unlocking $5.91, +38% YoY; AUM $1.2T, net inflows $14B
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- GAAP net income $1,031M ($8.65/sh) vs loss $140M year ago; adjusted operating earnings $699M.
- Wealth & Asset Management contributed 80% of operating earnings; pretax adj. op. earnings +28% to $858M.
- Advice & Wealth Management pretax adj. op. earnings $459M (+43%), client assets $811B, net flows $10B.
- Asset Management pretax adj. op. earnings $285M (+44%), AUM $583B, net inflows $3.9B.
- Returned $666M capital to shareholders (95% of adj. op. earnings); excess capital $2.7B.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/820027/000082002721000087/0000820027-21-000087-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/820027/000082002721000087/amp-20211026.htm
  HTML page:      https://secwatch.observer/filing/0000820027-21-000087

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer