secwatch.observer — SEC 8-K summary ====================================== Issuer: ARTESIAN RESOURCES CORP (ARTNA) CIK: 0000863110 Form: 8-K Filed at: 2021-11-08T23:59:59+00:00 Accession: 0000863110-21-000039 Event type: other_material Sentiment: neutral Materiality: 0.25 Item codes: 5.04, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Artesian Resources announces blackout period for retirement plan due to record-keeper change -------------------------------------------------------------------------------- - Blackout period from Dec 8, 2021 to ~week of Dec 27, 2021 for Artesian Resources Retirement Plan. - Empower Retirement replaces Newport Group as record-keeper effective Dec 15, 2021; transition requires blackout. - Participants cannot check balances, transfer investments, or obtain loans/distributions during blackout. - Directors and executive officers prohibited from trading compensatory shares under Sarbanes-Oxley. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/863110/000086311021000039/0000863110-21-000039-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/863110/000086311021000039/8k.htm HTML page: https://secwatch.observer/filing/0000863110-21-000039 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer