---
schema_version: "secwatch.filing_event.v1"
accession: "0000907471-25-000058"
form_type: "8-K"
ticker: "CASH"
cik: "0000907471"
company_name: "PATHWARD FINANCIAL, INC."
filed_at: "2025-05-28T23:59:59+00:00"
generated_at: "2026-05-20T09:51:40.879842+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Pathward Financial receives Nasdaq deficiency notice for late 10-Q filing; 60 days to submit compliance plan

## Summary
- Nasdaq notice on May 22, 2025 for failure to timely file Form 10-Q for quarter ended March 31, 2025.
- Delay due to evaluation of gross vs. net presentation and derivative accounting for ~$280M in loan balances.
- Company has 60 days from May 22 to submit a compliance plan; Nasdaq may grant extension until Nov 11, 2025.
- No immediate effect on listing or trading of common stock (NASDAQ: CASH).
- Company intends to take necessary steps to regain compliance as soon as practicable.

## SEC filing metadata
- accession: 0000907471-25-000058
- form_type: 8-K
- ticker: CASH
- cik: 0000907471
- company_name: PATHWARD FINANCIAL, INC.
- filed_at: 2025-05-28T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/907471/000090747125000058/0000907471-25-000058-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/907471/000090747125000058/cash-20250522.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000907471-25-000058
- JSON: https://secwatch.observer/filing/0000907471-25-000058.json
- Plain text: https://secwatch.observer/filing/0000907471-25-000058.txt

## Key facts
- Listing & Compliance Notices
  PATHWARD FINANCIAL, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: May 22, 2025, Pathward Financial, Inc. ("Pathward Financial" or the “Company”) received an expected notice (the “Notice”) from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”). The Notice indicated that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”) as a result of its failure to timely file its Quarterly Report on Form 10-Q (“Form 10-Q”) for the fiscal quarter ended March 31, 2025, as described more fully in the Company's Form 12b-25 Notification of Late Filing filed with the Securities and Exchange Commission (the “SEC”
  evidence_url: https://www.sec.gov/Archives/edgar/data/907471/000090747125000058/0000907471-25-000058-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.