---
schema_version: "secwatch.filing_event.v1"
accession: "0000908834-23-000034"
form_type: "8-K"
ticker: "HBNC"
cik: "0000706129"
company_name: "HORIZON BANCORP INC /IN/"
filed_at: "2023-03-17T23:59:59+00:00"
generated_at: "2026-06-17T23:55:39.071130+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Horizon Bancorp regains NASDAQ compliance by filing delayed 2022 10-K

## Summary
- Received notice from NASDAQ on March 16, 2023 confirming compliance with Listing Rule 5250(c)(1).
- Regained compliance by filing the 2022 Form 10-K on March 15, 2023, resolving the prior delinquency.
- Earlier NASDAQ warning on March 6, 2023 cited failure to file 10-K by March 1, 2023 deadline.
- Matter is now closed; no further listing action expected from NASDAQ.

## SEC filing metadata
- accession: 0000908834-23-000034
- form_type: 8-K
- ticker: HBNC
- cik: 0000706129
- company_name: HORIZON BANCORP INC /IN/
- filed_at: 2023-03-17T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/706129/000090883423000034/0000908834-23-000034-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/706129/000090883423000034/horizon8k03172023.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000908834-23-000034
- JSON: https://secwatch.observer/filing/0000908834-23-000034.json
- Plain text: https://secwatch.observer/filing/0000908834-23-000034.txt

## Key facts
- Listing & Compliance Notices
  HORIZON BANCORP INC /IN/ received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: compliance regained
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: March 16, 2023, Horizon Bancorp, Inc. (“Horizon” or the “Company”) received notification from The NASDAQ Stock Market LLC (“NASDAQ”) that it is now in compliance with NASDAQ listing rule 5250(c)(1) (the “Rule”). The Company regained compliance with the Rule by filing its Form 10-K for the year ended December 31, 2022 (the “2022 Form 10-K”) on March 15, 2023 with the Securities and Exchange Commission (the “SEC”). Based on the filing of the 2022 Form 10-K on March 15, 2023, NASDAQ determined that the Company was back in compliance with the Rule and the matter was closed. As previously disclos
  evidence_url: https://www.sec.gov/Archives/edgar/data/706129/000090883423000034/0000908834-23-000034-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.