{"schema_version":"secwatch.filing_event.v1","accession":"0000924805-23-000071","form_type":"8-K","ticker":"FRHC","cik":"0000924805","company_name":"Freedom Holding Corp.","filed_at":"2023-06-16T23:59:59+00:00","discovered_at":"2026-05-14T18:03:42.881143+00:00","generated_at":"2026-06-13T23:30:12.327393+00:00","sec_items":["3.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"Freedom Holding receives Nasdaq non-compliance notice for late FY2023 10-K filing","bullets":["Non-compliance cited under Nasdaq Listing Rule 5250(c)(1) for missing FY2023 10-K deadline.","Company has until August 14, 2023 to submit a compliance plan to Nasdaq.","If plan accepted, Nasdaq may grant up to 180 days (December 12, 2023) to file.","No immediate impact on Nasdaq listing; expects to file within the 60-day period.","Press release issued June 16, 2023 confirming the notification."],"urls":{"canonical":"https://secwatch.observer/filing/0000924805-23-000071","json":"https://secwatch.observer/filing/0000924805-23-000071.json","markdown":"https://secwatch.observer/filing/0000924805-23-000071.md","text":"https://secwatch.observer/filing/0000924805-23-000071.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/924805/000092480523000071/0000924805-23-000071-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/924805/000092480523000071/frhc-20230615.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-13T23:30:12.327393+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"49a98d878c23a7d765d55b38efe2aa2bd1b49c76","claim":"Freedom Holding Corp. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).","evidence_excerpt":"June 15, 2023, Freedom Holding Corp. (the “Company”) received a letter (the “Non-Compliance Letter”) from the Listing Qualifications Department of the Nasdaq Stock Market (“Nasdaq”) stating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of its failure to have timely filed its Annual Report on Form 10-K for the fiscal year ended March 31, 2023 (the “Fiscal 2023 10-K”). The Non-Compliance Letter provides the Company with 60 calendar days, or until August 14, 2023, to submit to Nasdaq a plan to regain compliance in accordance with Nasdaq’s listing requireme","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/924805/000092480523000071/0000924805-23-000071-index.htm","confidence":0.99,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"noncompliance notice"},{"label":"Deficiency","value":"late filing"},{"label":"Rules","value":"5250(c)(1)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}