---
schema_version: "secwatch.filing_event.v1"
accession: "0000924805-23-000071"
form_type: "8-K"
ticker: "FRHC"
cik: "0000924805"
company_name: "Freedom Holding Corp."
filed_at: "2023-06-16T23:59:59+00:00"
generated_at: "2026-06-13T23:30:12.327393+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Freedom Holding receives Nasdaq non-compliance notice for late FY2023 10-K filing

## Summary
- Non-compliance cited under Nasdaq Listing Rule 5250(c)(1) for missing FY2023 10-K deadline.
- Company has until August 14, 2023 to submit a compliance plan to Nasdaq.
- If plan accepted, Nasdaq may grant up to 180 days (December 12, 2023) to file.
- No immediate impact on Nasdaq listing; expects to file within the 60-day period.
- Press release issued June 16, 2023 confirming the notification.

## SEC filing metadata
- accession: 0000924805-23-000071
- form_type: 8-K
- ticker: FRHC
- cik: 0000924805
- company_name: Freedom Holding Corp.
- filed_at: 2023-06-16T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/924805/000092480523000071/0000924805-23-000071-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/924805/000092480523000071/frhc-20230615.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000924805-23-000071
- JSON: https://secwatch.observer/filing/0000924805-23-000071.json
- Plain text: https://secwatch.observer/filing/0000924805-23-000071.txt

## Key facts
- Listing & Compliance Notices
  Freedom Holding Corp. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: June 15, 2023, Freedom Holding Corp. (the “Company”) received a letter (the “Non-Compliance Letter”) from the Listing Qualifications Department of the Nasdaq Stock Market (“Nasdaq”) stating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of its failure to have timely filed its Annual Report on Form 10-K for the fiscal year ended March 31, 2023 (the “Fiscal 2023 10-K”). The Non-Compliance Letter provides the Company with 60 calendar days, or until August 14, 2023, to submit to Nasdaq a plan to regain compliance in accordance with Nasdaq’s listing requireme
  evidence_url: https://www.sec.gov/Archives/edgar/data/924805/000092480523000071/0000924805-23-000071-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.