secwatch.observer — SEC 8-K summary ====================================== Issuer: Freedom Holding Corp. (FRHC) CIK: 0000924805 Form: 8-K Filed at: 2023-06-16T23:59:59+00:00 Accession: 0000924805-23-000071 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Freedom Holding receives Nasdaq non-compliance notice for late FY2023 10-K filing -------------------------------------------------------------------------------- - Non-compliance cited under Nasdaq Listing Rule 5250(c)(1) for missing FY2023 10-K deadline. - Company has until August 14, 2023 to submit a compliance plan to Nasdaq. - If plan accepted, Nasdaq may grant up to 180 days (December 12, 2023) to file. - No immediate impact on Nasdaq listing; expects to file within the 60-day period. - Press release issued June 16, 2023 confirming the notification. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/924805/000092480523000071/0000924805-23-000071-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/924805/000092480523000071/frhc-20230615.htm HTML page: https://secwatch.observer/filing/0000924805-23-000071 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer