secwatch.observer — SEC 8-K summary
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Issuer:     CAPITAL ONE FINANCIAL CORP (COF)
CIK:        0000927628
Form:       8-K
Filed at:   2023-05-09T23:59:59+00:00
Accession:  0000927628-23-000197
Event type: other_material
Sentiment:  neutral
Materiality: 0.65
Item codes: 5.02, 5.07, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Capital One shareholders approve removal of supermajority vote requirements and amended stock plan
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- Proposal to remove supermajority voting requirements received >80% of shares outstanding but not yet certified for non-interested stockholder vote.
- Approved Seventh Amended and Restated 2004 Stock Incentive Plan; maximum shares available increased to 81 million.
- Advisory vote on executive compensation frequency set to every year; 2022 named executive officer compensation approved.
- Shareholder proposal for simple majority vote standard passed with 216.6M votes for vs. 110.6M against.
- All 12 director nominees elected with at least 301M votes for each; Ernst & Young ratified as auditor for 2023.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/927628/000092762823000197/0000927628-23-000197-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/927628/000092762823000197/cof-20230504.htm
  HTML page:      https://secwatch.observer/filing/0000927628-23-000197

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer