---
schema_version: "secwatch.filing_event.v1"
accession: "0000928054-23-000118"
form_type: "8-K"
ticker: "FTK"
cik: "0000928054"
company_name: "FLOTEK INDUSTRIES INC/CN/"
filed_at: "2023-06-30T23:59:59+00:00"
generated_at: "2026-06-13T14:33:31.324134+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.25
confidence: "high"
source: SEC EDGAR
---

# Flotek amends ESPP to allow highly compensated employees and execs participation

## Summary
- Board removed 1,000-share purchase limit per employee per offering period under the 2012 ESPP.
- Highly compensated employees (per IRC Section 423(b)(4)(D)) now eligible to participate.
- Prior prohibition on executive officers participating in the ESPP was removed.
- Total shares reserved under the plan remains unchanged at 1,500,000 shares.

## SEC filing metadata
- accession: 0000928054-23-000118
- form_type: 8-K
- ticker: FTK
- cik: 0000928054
- company_name: FLOTEK INDUSTRIES INC/CN/
- filed_at: 2023-06-30T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.25
- confidence: high
- sec_items: 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/928054/000092805423000118/0000928054-23-000118-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/928054/000092805423000118/usgaap-20230627.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000928054-23-000118
- JSON: https://secwatch.observer/filing/0000928054-23-000118.json
- Plain text: https://secwatch.observer/filing/0000928054-23-000118.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.