---
schema_version: "secwatch.filing_event.v1"
accession: "0000928054-23-000165"
form_type: "8-K"
ticker: "FTK"
cik: "0000928054"
company_name: "FLOTEK INDUSTRIES INC/CN/"
filed_at: "2023-09-06T23:59:59+00:00"
generated_at: "2026-06-10T23:44:22.954309+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Flotek shareholders approve warrant conversions; moves principal executive office

## Summary
- Stockholders approved issuance under Feb 2023 pre-funded warrant (111.6M for, 1M against); minority threshold exceeded.
- Stockholders approved issuance under June 2022 pre-funded warrant (111.6M for, 1M against); minority approval passed.
- Quorum of 112.7M shares (74% outstanding) present at Sept 5, 2023 special meeting.
- Principal executive office moved to 5775 N. Sam Houston Pkwy W., Suite 400, Houston, TX 77086 effective Aug 29, 2023.

## SEC filing metadata
- accession: 0000928054-23-000165
- form_type: 8-K
- ticker: FTK
- cik: 0000928054
- company_name: FLOTEK INDUSTRIES INC/CN/
- filed_at: 2023-09-06T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 5.07, 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/928054/000092805423000165/0000928054-23-000165-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/928054/000092805423000165/usgaap-20230905.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000928054-23-000165
- JSON: https://secwatch.observer/filing/0000928054-23-000165.json
- Plain text: https://secwatch.observer/filing/0000928054-23-000165.txt

## Key facts
- Shareholder Votes
  FLOTEK INDUSTRIES INC/CN/ shareholders approved Approval of issuance of common stock underlying the February 2023 pre-funded warrant held by ProFrac Holdings II, LLC at the 2023-09-05 meeting.
  - Outcome: passed
  - Meeting: 2023-09-05
  source text: Item 1: Approval of issuance of common stock underlying the February 2023 pre-funded warrant held by ProFrac Holdings II, LLC For Against Abstain Broker Non-Votes 111,645,240 1,004,816 63,957 0
  evidence_url: https://www.sec.gov/Archives/edgar/data/928054/000092805423000165/0000928054-23-000165-index.htm
- Shareholder Votes
  FLOTEK INDUSTRIES INC/CN/ shareholders approved Approval of issuance of common stock underlying the June 2022 pre-funded warrant held by ProFrac Holdings II, LLC at the 2023-09-05 meeting.
  - Outcome: passed
  - Meeting: 2023-09-05
  source text: Item 2: Approval of issuance of common stock underlying the June 2022 pre-funded warrant held by ProFrac Holdings II, LLC For Against Abstain Broker Non-Votes 111,644,223 1,008,311 61,479 0
  evidence_url: https://www.sec.gov/Archives/edgar/data/928054/000092805423000165/0000928054-23-000165-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.