---
schema_version: "secwatch.filing_event.v1"
accession: "0000928054-23-000188"
form_type: "8-K"
ticker: "FTK"
cik: "0000928054"
company_name: "FLOTEK INDUSTRIES INC/CN/"
filed_at: "2023-09-25T23:59:59+00:00"
generated_at: "2026-06-10T09:26:10.033858+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Flotek Industries executes 1-for-6 reverse stock split to regain NYSE listing compliance

## Summary
- Reverse stock split effective as of 4:01 p.m. ET on September 25, 2023; shares begin trading split-adjusted on September 26 under symbol FTK.
- Each six pre-split shares converted into one post-split share; fractional shares rounded up to whole shares, no cash paid.
- Par value and number of authorized shares unchanged; each stockholder's percentage ownership unchanged except for fractional share adjustments.
- New CUSIP number for post-split shares is 343389409; stockholders holding certificates may surrender them to transfer agent Equiniti.
- Company anticipates the split will help regain NYSE continued listing compliance, but no assurance is given.

## SEC filing metadata
- accession: 0000928054-23-000188
- form_type: 8-K
- ticker: FTK
- cik: 0000928054
- company_name: FLOTEK INDUSTRIES INC/CN/
- filed_at: 2023-09-25T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.03, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/928054/000092805423000188/0000928054-23-000188-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/928054/000092805423000188/usgaap-20230925.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000928054-23-000188
- JSON: https://secwatch.observer/filing/0000928054-23-000188.json
- Plain text: https://secwatch.observer/filing/0000928054-23-000188.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.