secwatch.observer — SEC 8-K summary ====================================== Issuer: SeaStar Medical Holding Corp (ICU) CIK: 0001831868 Form: 8-K Filed at: 2024-01-30T23:59:59+00:00 Accession: 0000929638-24-000283 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 3.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 SeaStar Medical raises $9.0M in registered direct offering and private placement of shares and warrants -------------------------------------------------------------------------------- - Gross proceeds of approx. $9.0M from sale of common stock, pre-funded warrants, Series A and B warrants at combined price of $0.8302/unit. - Offering includes 10,840,761 common shares (or pre-funded warrants) plus warrants for up to 16,261,142 additional shares. - Maxim Group LLC acted as sole placement agent; offering expected to close on or about January 30, 2024. - Institutional investor agreed to waive certain optional redemption rights on existing convertible notes for 60 days. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1831868/000092963824000283/0000929638-24-000283-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1831868/000092963824000283/a8k.htm HTML page: https://secwatch.observer/filing/0000929638-24-000283 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer