---
schema_version: "secwatch.filing_event.v1"
accession: "0000930413-21-001862"
form_type: "8-K"
ticker: "BANX"
cik: "0001578987"
company_name: "ArrowMark Financial Corp."
filed_at: "2021-11-10T23:59:59+00:00"
generated_at: "2026-06-28T09:55:58.295384+00:00"
event_type: "earnings"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# StoneCastle Financial Q3 2021 NII $0.40/share; NAV $21.86 up $0.06 QoQ

## Summary
- Net investment income $2.8M ($0.40/share) on gross income $4.4M and expenses $1.6M.
- Net realized/unrealized gain $0.04/share; NAV per share $21.86, up $0.06 from Q2.
- Quarterly distribution $0.38/share paid Sept 28, 2021.
- Invested $20.9M in six investments; subsequent quarter invested $11.4M in two.
- Portfolio annualized yield 9.20%; credit facility drawn $55M of $62M (26% of assets).

## SEC filing metadata
- accession: 0000930413-21-001862
- form_type: 8-K
- ticker: BANX
- cik: 0001578987
- company_name: ArrowMark Financial Corp.
- filed_at: 2021-11-10T23:59:59+00:00
- event_type: earnings
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1578987/000093041321001862/0000930413-21-001862-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1578987/000093041321001862/c102531_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000930413-21-001862
- JSON: https://secwatch.observer/filing/0000930413-21-001862.json
- Plain text: https://secwatch.observer/filing/0000930413-21-001862.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.