---
schema_version: "secwatch.filing_event.v1"
accession: "0000930413-26-002003"
form_type: "8-K"
ticker: "BANX"
cik: "0001578987"
company_name: "ArrowMark Financial Corp."
filed_at: "2026-06-30T21:18:41+00:00"
generated_at: "2026-06-30T21:20:09.619961+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# ArrowMark Financial appoints Katie Jones as CFO; President Dana Staggs to depart Aug 2, 2026

## Summary
- Patrick Farrell retired as CFO; replaced by Katherine (Katie) Jones, effective June 30, 2026.
- Dana Staggs resigns as President; effective August 2, 2026 per press release (8-K states June 30).
- Katie Jones has been with ArrowMark since 2019; will not receive compensation from the Fund for CFO role.
- Staggs' responsibilities assumed by multiple investment team members; Farrell's transitioned to Jones.

## SEC filing metadata
- accession: 0000930413-26-002003
- form_type: 8-K
- ticker: BANX
- cik: 0001578987
- company_name: ArrowMark Financial Corp.
- filed_at: 2026-06-30T21:18:41+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1578987/000093041326002003/0000930413-26-002003-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1578987/000093041326002003/c116849_8k-ixbrl.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000930413-26-002003
- JSON: https://secwatch.observer/filing/0000930413-26-002003.json
- Plain text: https://secwatch.observer/filing/0000930413-26-002003.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.