secwatch.observer — SEC 8-K summary
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Issuer:     ArrowMark Financial Corp. (BANX)
CIK:        0001578987
Form:       8-K
Filed at:   2026-06-30T21:18:41+00:00
Accession:  0000930413-26-002003
Event type: leadership
Sentiment:  neutral
Materiality: 0.55
Item codes: 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

ArrowMark Financial appoints Katie Jones as CFO; President Dana Staggs to depart Aug 2, 2026
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- Patrick Farrell retired as CFO; replaced by Katherine (Katie) Jones, effective June 30, 2026.
- Dana Staggs resigns as President; effective August 2, 2026 per press release (8-K states June 30).
- Katie Jones has been with ArrowMark since 2019; will not receive compensation from the Fund for CFO role.
- Staggs' responsibilities assumed by multiple investment team members; Farrell's transitioned to Jones.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1578987/000093041326002003/0000930413-26-002003-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1578987/000093041326002003/c116849_8k-ixbrl.htm
  HTML page:      https://secwatch.observer/filing/0000930413-26-002003

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer