---
schema_version: "secwatch.filing_event.v1"
accession: "0000943374-21-000498"
form_type: "8-K"
ticker: "GBNY"
cik: "0001823365"
company_name: "Generations Bancorp NY, Inc."
filed_at: "2021-11-15T23:59:59+00:00"
generated_at: "2026-06-28T08:38:02.124298+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.3
calibrated_materiality_score: 0.3
confidence: "high"
source: SEC EDGAR
---

# Generations Bancorp NY imposes blackout period on insider trading due to 401(k) plan transition

## Summary
- Blackout period from Dec 14, 2021 to week of Jan 16, 2022 for directors and executive officers.
- 401(k) plan moving from Touchstone Retirement Group to Principal as third-party recordkeeper.
- Participants cannot change investments, obtain loans/distributions during blackout.
- Insiders prohibited from trading company equity securities acquired in connection with service.
- Violations may result in disgorgement of profits, civil/criminal penalties.

## SEC filing metadata
- accession: 0000943374-21-000498
- form_type: 8-K
- ticker: GBNY
- cik: 0001823365
- company_name: Generations Bancorp NY, Inc.
- filed_at: 2021-11-15T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.3
- calibrated_materiality_score: 0.3
- confidence: high
- sec_items: 5.04, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1823365/000094337421000498/0000943374-21-000498-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1823365/000094337421000498/form8k_111221.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000943374-21-000498
- JSON: https://secwatch.observer/filing/0000943374-21-000498.json
- Plain text: https://secwatch.observer/filing/0000943374-21-000498.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.