secwatch.observer — SEC 8-K summary
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Issuer:     Generations Bancorp NY, Inc. (GBNY)
CIK:        0001823365
Form:       8-K
Filed at:   2021-11-15T23:59:59+00:00
Accession:  0000943374-21-000498
Event type: other_material
Sentiment:  neutral
Materiality: 0.30
Item codes: 5.04, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Generations Bancorp NY imposes blackout period on insider trading due to 401(k) plan transition
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- Blackout period from Dec 14, 2021 to week of Jan 16, 2022 for directors and executive officers.
- 401(k) plan moving from Touchstone Retirement Group to Principal as third-party recordkeeper.
- Participants cannot change investments, obtain loans/distributions during blackout.
- Insiders prohibited from trading company equity securities acquired in connection with service.
- Violations may result in disgorgement of profits, civil/criminal penalties.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1823365/000094337421000498/0000943374-21-000498-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1823365/000094337421000498/form8k_111221.htm
  HTML page:      https://secwatch.observer/filing/0000943374-21-000498

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer