---
schema_version: "secwatch.filing_event.v1"
accession: "0000947871-23-001187"
form_type: "8-K"
ticker: "LIDR"
cik: "0001818644"
company_name: "AEye, Inc."
filed_at: "2023-12-29T23:59:59+00:00"
generated_at: "2026-06-07T05:59:45.098621+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# AEye effects 1-for-30 reverse stock split; shares trade split-adjusted Dec 27

## Summary
- Reverse stock split at 1-for-30 ratio became effective at 4:09 p.m. ET on Dec 26, 2023.
- Common stock (LIDR) began trading on split-adjusted basis Dec 27, 2023 under new CUSIP 008183204.
- Fractional shares will be aggregated, sold, and proceeds distributed pro rata to entitled stockholders.
- Outstanding equity awards, warrants, and convertible securities are proportionally adjusted with rounded exercise prices.
- Warrants (LIDRW) continue trading on Nasdaq; number of shares issuable on exercise proportionally decreased.

## SEC filing metadata
- accession: 0000947871-23-001187
- form_type: 8-K
- ticker: LIDR
- cik: 0001818644
- company_name: AEye, Inc.
- filed_at: 2023-12-29T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.03, 5.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1818644/000094787123001187/0000947871-23-001187-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1818644/000094787123001187/ss2860285_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000947871-23-001187
- JSON: https://secwatch.observer/filing/0000947871-23-001187.json
- Plain text: https://secwatch.observer/filing/0000947871-23-001187.txt

## Key facts
- Governance Changes
  AEye, Inc.: On December 26, 2023, AEye, Inc. filed a Certificate of Amendment to its Second Amended and Restated Certificate of Incorporation to effect a one-for-thirty reverse stock split of its common stock, effective December 26, 2023 (effective 2023-12-26).
  - Change: charter amendment
  - Effective: 2023-12-26
  source text: On December 26, 2023, AEye, Inc. (the “ Company ”) filed a Certificate of Amendment (the “ Certificate of Amendment ”) to the Company’s Second Amended and Restated Certificate of Incorporation, as amended, with the Secretary of State of the State of Delaware to effect a one-for-thirty reverse stock split (the “ Reverse Stock Split ”) of the issued shares of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”). The Reverse Stock Split became effective at 4:09 p.m. Eastern Time on December 26, 2023 (the “ Effective Time ”) in accordance with the terms of the Certificate of Amendment.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1818644/000094787123001187/0000947871-23-001187-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.