{"schema_version":"secwatch.filing_event.v1","accession":"0000948708-22-000013","form_type":"8-K","ticker":"SMSI","cik":"0000948708","company_name":"SMITH MICRO SOFTWARE, INC.","filed_at":"2022-08-11T23:59:59+00:00","discovered_at":"2026-05-14T18:03:58.745398+00:00","generated_at":"2026-06-24T01:16:44.629741+00:00","sec_items":["1.01","1.02","2.03","3.02","8.01","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"Smith Micro raises $18M via $15M convertible notes and $3M registered direct offering","bullets":["Issued $15M senior secured convertible notes with conversion price of $3.35/share (20% premium to 15-day VWAP) and warrants for 2.2M shares at $3.35.","Concurrent registered direct offering of 1.13M shares plus warrants at $2.65/share for $3M gross proceeds; expected close August 12, 2022.","Terminated existing $7M Wells Fargo revolving credit facility; no early termination penalties incurred.","Net proceeds to be used for general corporate and working capital purposes.","Roth Capital Partners and Dawson James served as financial advisors."],"urls":{"canonical":"https://secwatch.observer/filing/0000948708-22-000013","json":"https://secwatch.observer/filing/0000948708-22-000013.json","markdown":"https://secwatch.observer/filing/0000948708-22-000013.md","text":"https://secwatch.observer/filing/0000948708-22-000013.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/948708/000094870822000013/0000948708-22-000013-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/948708/000094870822000013/smsi-20220811.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-24T01:16:44.629741+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}