---
schema_version: "secwatch.filing_event.v1"
accession: "0000948708-24-000037"
form_type: "8-K"
ticker: "SMSI"
cik: "0000948708"
company_name: "SMITH MICRO SOFTWARE, INC."
filed_at: "2024-12-11T23:59:59+00:00"
generated_at: "2026-05-29T04:58:31.127025+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Smith Micro stockholders approve issuance of warrants allowing CEO to own over 20% of common stock

## Summary
- At special meeting Dec 10, 2024, holders representing 53.25% of outstanding shares (8,082,863) constituted quorum.
- Proposal 1 passed: 7,492,839 for, 535,469 against, 54,555 abstain; approves issuance of up to 2,575,107 shares via warrants to CEO William W. Smith Jr. trust.
- Proposal 2 (adjournment) also passed: 7,470,578 for, 552,222 against, 60,063 abstain.
- The warrant exercise would result in CEO beneficial ownership of 20% or more of common stock or voting power.

## SEC filing metadata
- accession: 0000948708-24-000037
- form_type: 8-K
- ticker: SMSI
- cik: 0000948708
- company_name: SMITH MICRO SOFTWARE, INC.
- filed_at: 2024-12-11T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/948708/000094870824000037/0000948708-24-000037-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/948708/000094870824000037/smsi-20241210.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000948708-24-000037
- JSON: https://secwatch.observer/filing/0000948708-24-000037.json
- Plain text: https://secwatch.observer/filing/0000948708-24-000037.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.