secwatch.observer — SEC 8-K summary
======================================

Issuer:     MORGAN STANLEY (MS)
CIK:        0000895421
Form:       8-K
Filed at:   2021-10-25T23:59:59+00:00
Accession:  0000950103-21-016405
Event type: other_material
Sentiment:  neutral
Materiality: 0.35
Item codes: 3.03, 5.03, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Morgan Stanley establishes 4.250% Non-Cumulative Preferred Stock, Series O with $25,000 liquidation preference
--------------------------------------------------------------------------------

- Series O Preferred Stock carries 4.250% fixed dividend rate, non-cumulative, $25,000 liquidation preference per share.
- If full Series O dividends are not paid, restrictions apply on dividends/purchases of junior stock including common stock.
- Certificate of Designation filed with Delaware Secretary of State on October 22, 2021; issuance expected October 25, 2021.
- Depositary shares representing 1/1,000th interest in Series O shares are offered under Form S-3 registration statement.
- Opinion of Davis Polk & Wardwell LLP and forms of deposit agreement and depositary receipt filed as exhibits.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/895421/000095010321016405/0000950103-21-016405-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/895421/000095010321016405/dp160283_8k.htm
  HTML page:      https://secwatch.observer/filing/0000950103-21-016405

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer