---
schema_version: "secwatch.filing_event.v1"
accession: "0000950142-23-000196"
form_type: "8-K"
ticker: null
cik: "0001841144"
company_name: "Hawks Acquisition Corp"
filed_at: "2023-01-24T23:59:59+00:00"
generated_at: "2026-06-20T10:59:30.407746+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Hawks Acquisition Corp receives NYSE notice for insufficient public stockholders (<300)

## Summary
- NYSE notified Hawks Acquisition Corp on Jan 18, 2023 for failing to meet minimum 300 public stockholders (Section 802.01B).
- Company has 45 days to submit a business plan to NYSE and 18 months from notice to cure the deficiency.
- Common stock will continue trading on NYSE during the cure period, subject to other continued listing requirements.
- Company expects to achieve at least 300 public stockholders upon completion of an initial business combination.

## SEC filing metadata
- accession: 0000950142-23-000196
- form_type: 8-K
- cik: 0001841144
- company_name: Hawks Acquisition Corp
- filed_at: 2023-01-24T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1841144/000095014223000196/0000950142-23-000196-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1841144/000095014223000196/eh230323280_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950142-23-000196
- JSON: https://secwatch.observer/filing/0000950142-23-000196.json
- Plain text: https://secwatch.observer/filing/0000950142-23-000196.txt

## Key facts
- Listing & Compliance Notices
  Hawks Acquisition Corp received a nyse deficiency notice notice regarding other (rules 802.01B).
  - Exchange: nyse
  - Notice: deficiency notice
  - Rules: 802.01B
  source text: January 18, 2023, Hawks Acquisition Corp (the “Company”) was notified by the New York Stock Exchange (the “NYSE”) that it was not in compliance with the continued listing standards set forth in Section 802.01B of the NYSE Listed Company Manual because the company has fewer than 300 public stockholders. The Company intends to deliver a business plan to the NYSE within 45 days of receipt of the notification outlining how it intends to cure the deficiency and comply with the NYSE continued listing requirement. The Company can avoid delisting if, within 18 months following receipt of the NYSE noti
  evidence_url: https://www.sec.gov/Archives/edgar/data/1841144/000095014223000196/0000950142-23-000196-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.