{"schema_version":"secwatch.filing_event.v1","accession":"0000950142-25-001738","form_type":"8-K","ticker":"RKT","cik":"0001805284","company_name":"Rocket Companies, Inc.","filed_at":"2025-06-30T23:59:59+00:00","discovered_at":"2026-05-14T18:02:49.789939+00:00","generated_at":"2026-05-18T14:27:20.981381+00:00","sec_items":["1.01","1.02","2.01","3.02","3.03","5.03","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"confidence":"high","headline":"Rocket Companies completes Up-C Collapse, reduces stock classes from four to two","bullets":["Simplification completed June 30, 2025; eliminated high-vote/low-vote structure.","Reduced classes of common stock from four to two; authorized new Class L Common Stock.","Daniel Gilbert and other RHI shareholders received Class L shares with lock-ups through June 2026/2027.","Tax Receivable Agreement amended: DG Exchange generates no payments; Exchange Agreement terminated retroactively.","Up-C Collapse is a condition for closing pending acquisitions of Redfin and Mr. Cooper."],"urls":{"canonical":"https://secwatch.observer/filing/0000950142-25-001738","json":"https://secwatch.observer/filing/0000950142-25-001738.json","markdown":"https://secwatch.observer/filing/0000950142-25-001738.md","text":"https://secwatch.observer/filing/0000950142-25-001738.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1805284/000095014225001738/0000950142-25-001738-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1805284/000095014225001738/eh250644991_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-18T14:27:20.981381+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"70f11466254efc1f251e9ca0607add191bbf8816","claim":"Rocket Companies, Inc.: Filed restated certificate of incorporation removing all references to retired Class D Common Stock and adding a provision that reduces the voting power of Class L Common Stock to 79% when aggregate voting power would otherwise exceed that threshold.","evidence_excerpt":"The Restated Charter integrates the effectiveness of the certificate of retirement by removing all references to the retired Class D Common Stock from the certificate of incorporation, but it does not amend any provision of the Charter Amendment. The Restated Charter also provides that, at any time when the aggregate voting power of the outstanding Class L Common Stock would be equal to or greater than 79% of the total voting power of the Company’s outstanding stock, the number of votes per share of each share of Class L Common Stock will be reduced such that the aggregate voting power of all such Class L Common Stock is equal to 79%.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1805284/000095014225001738/0000950142-25-001738-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"}],"fact_type":"governance_change"},{"claim_id":"f43d166b91cfb7e80e9b6aa3f06076f29312997b","claim":"Rocket Companies, Inc.: Amended and restated certificate of incorporation to authorize new Class L Common Stock, eliminate Class B Common Stock and Class C Common Stock, and update corporate opportunity waiver.","evidence_excerpt":"the Company amended and restated its certificate of incorporation (the “Charter Amendment”) to, among other things, authorize the issuance, and provide the terms of, a new class of Class L Common Stock, to eliminate the Class B Common Stock and Class C Common Stock, and to update the corporate opportunity waiver so that it applies to RHI II or any officer, director, member, partner or employee of RHI II and its affiliates instead of RHI or any officer, director, member, partner or employee of RHI.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1805284/000095014225001738/0000950142-25-001738-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"}],"fact_type":"governance_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}