---
schema_version: "secwatch.filing_event.v1"
accession: "0000950157-23-000531"
form_type: "8-K"
ticker: null
cik: "0001312109"
company_name: "Silvergate Capital Corp"
filed_at: "2023-05-16T23:59:59+00:00"
generated_at: "2026-06-14T23:19:07.808031+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 1.0
calibrated_materiality_score: 1.0
confidence: "high"
source: SEC EDGAR
---

# NYSE to delist Silvergate after company refuses to file periodic reports

## Summary
- NYSE suspended trading on May 11, 2023 and applied to SEC to delist Silvergate's securities.
- Silvergate informed NYSE it will not file its 2022 Form 10-K or any subsequent periodic reports.
- Company will not appeal the delisting determination; delisting expected 10 business days after NYSE application.
- Securities may trade on OTC Experts Market; company makes no recommendation regarding any trading.

## SEC filing metadata
- accession: 0000950157-23-000531
- form_type: 8-K
- cik: 0001312109
- company_name: Silvergate Capital Corp
- filed_at: 2023-05-16T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 1.0
- calibrated_materiality_score: 1.0
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1312109/000095015723000531/0000950157-23-000531-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1312109/000095015723000531/form8-k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950157-23-000531
- JSON: https://secwatch.observer/filing/0000950157-23-000531.json
- Plain text: https://secwatch.observer/filing/0000950157-23-000531.txt

## Key facts
- Listing & Compliance Notices
  Silvergate Capital Corp received a nyse delisting notice notice regarding late filing (rules 802.01E).
  - Exchange: nyse
  - Notice: delisting notice
  - Deficiency: late filing
  - Rules: 802.01E
  source text: May 11, 2023, the NYSE suspended trading in the Company’s securities and indicated to the Company that it expects to commence the delisting of the Company’s securities after the Company informed the NYSE that it will not file the 2022 10-K or any subsequent periodic reports as required by Sections 13(a) or 15(d) under the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”). Later on May 11, 2023, the Company was notified by the NYSE that it had determined to commence proceedings to delist the Company’s securities from the NYSE pursuant to Section 802.01E of the NYSE Listed Co
  evidence_url: https://www.sec.gov/Archives/edgar/data/1312109/000095015723000531/0000950157-23-000531-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.