secwatch.observer — SEC 8-K summary ====================================== Issuer: FIDUS INVESTMENT Corp (FDUS) CIK: 0001513363 Form: 8-K Filed at: 2021-11-04T23:59:59+00:00 Accession: 0000950170-21-003061 Event type: earnings Sentiment: positive Materiality: 0.75 Item codes: 2.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Fidus Q3 NII $0.21/sh, adj NII $0.40; declares base $0.32, supplemental $0.04, special $0.05 -------------------------------------------------------------------------------- - Total investment income $21.2M; NII $5.1M ($0.21/sh); adjusted NII $9.8M ($0.40/sh). - NAV $447.5M ($18.31/sh) as of Sep 30, 2021; invested $78.2M, received $127.5M in repayments. - Board declared Q4 base $0.32/sh, supplemental $0.04/sh, and special $0.05/sh payable Dec 17, 2021. - Subsequent to quarter: closed $125M 3.50% notes due 2026; redeemed $82.3M of 2024 notes. - Two new investments post-Q3: $8.5M in Auto CRM and $18.5M in Acendre Midco (SaaS). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1513363/000095017021003061/0000950170-21-003061-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1513363/000095017021003061/fidus_2021_q3_8-k.htm HTML page: https://secwatch.observer/filing/0000950170-21-003061 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer