---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-22-008017"
form_type: "8-K"
ticker: "PFLT"
cik: "0001504619"
company_name: "PennantPark Floating Rate Capital Ltd."
filed_at: "2022-05-06T23:59:59+00:00"
generated_at: "2026-06-25T22:57:48.567232+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.2
confidence: "high"
source: SEC EDGAR
---

# PennantPark Floating Rate Capital appoints José Briones to board, increases size to six members

## Summary
- Board expanded from 5 to 6; José Briones appointed as interested director effective May 3, 2022.
- Briones is Senior Partner at investment adviser PennantPark Investment Advisers; will not receive director fees.
- Code of Ethics amended to extend trading window for company's equity purchases from 30 days after results to quarter-end.

## SEC filing metadata
- accession: 0000950170-22-008017
- form_type: 8-K
- ticker: PFLT
- cik: 0001504619
- company_name: PennantPark Floating Rate Capital Ltd.
- filed_at: 2022-05-06T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.2
- confidence: high
- sec_items: 5.02, 5.05, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1504619/000095017022008017/0000950170-22-008017-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1504619/000095017022008017/pflt-appt_of_new_directo.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-22-008017
- JSON: https://secwatch.observer/filing/0000950170-22-008017.json
- Plain text: https://secwatch.observer/filing/0000950170-22-008017.txt

## Key facts
- Executive change
  José Briones was appointed as Director at PennantPark Floating Rate Capital Ltd..
  - Action: appointed
  - Role: Director
  source text: On May 3, 2022, the Board of Directors (the “Board”) of PennantPark Floating Rate Capital, Ltd, (the “Company”) increased the size of the Board from five to six members and, on the recommendation of the Nominating and Governance Committee of the Board, appointed José Briones as an interested director to fill the vacancy created by such increase, effective immediately.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504619/000095017022008017/0000950170-22-008017-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.