secwatch.observer — SEC 8-K summary ====================================== Issuer: PennantPark Floating Rate Capital Ltd. (PFLT) CIK: 0001504619 Form: 8-K Filed at: 2022-05-06T23:59:59+00:00 Accession: 0000950170-22-008017 Event type: leadership Sentiment: neutral Materiality: 0.20 Item codes: 5.02, 5.05, 9.01 LLM model: deepseek-v4-flash:cloud@v2 PennantPark Floating Rate Capital appoints José Briones to board, increases size to six members -------------------------------------------------------------------------------- - Board expanded from 5 to 6; José Briones appointed as interested director effective May 3, 2022. - Briones is Senior Partner at investment adviser PennantPark Investment Advisers; will not receive director fees. - Code of Ethics amended to extend trading window for company's equity purchases from 30 days after results to quarter-end. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1504619/000095017022008017/0000950170-22-008017-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1504619/000095017022008017/pflt-appt_of_new_directo.htm HTML page: https://secwatch.observer/filing/0000950170-22-008017 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer