secwatch.observer — SEC 8-K summary ====================================== Issuer: Heritage Global Inc. (HGBL) CIK: 0000849145 Form: 8-K Filed at: 2022-06-14T23:59:59+00:00 Accession: 0000950170-22-011620 Event type: other_material Sentiment: neutral Materiality: 0.35 Item codes: 5.02, 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Shareholders approve 2022 equity plan (3.5M shares) and re-elect three Class I directors at annual meeting -------------------------------------------------------------------------------- - Shareholders approved 2022 Equity Incentive Plan authorizing 3,500,000 common shares, replacing 2016 Stock Option Plan. - Ross Dove, Kelly Sharpe, and Samuel L. Shimer re-elected as Class I directors with majority votes. - Baker Tilly US, LLP ratified as independent auditor for fiscal year ending December 31, 2022. - Voting results: 19,025,245 for plan, 316,899 against, 581,094 abstentions, 6,744,649 broker non-votes. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/849145/000095017022011620/0000950170-22-011620-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/849145/000095017022011620/hgbl-20220608.htm HTML page: https://secwatch.observer/filing/0000950170-22-011620 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer