---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-22-018115"
form_type: "8-K"
ticker: "FUSB"
cik: "0000717806"
company_name: "FIRST US BANCSHARES, INC."
filed_at: "2022-09-06T23:59:59+00:00"
generated_at: "2026-06-23T15:56:51.596576+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.1
calibrated_materiality_score: 0.1
confidence: "high"
source: SEC EDGAR
---

# First US Bancshares imposes 401(k) blackout period Sep 22–Oct 16, 2022 due to trustee change

## Summary
- Blackout starts after market close Sep 22, 2022, expected to end week of Oct 16, 2022.
- Reason: conversion to new trustee and record keeper for the 401(k) Plan effective Oct 1, 2022.
- Directors and executive officers prohibited from trading company common stock during blackout under SOX Section 306(a).
- Participants lose access to 401(k) account distributions and investment changes during blackout.
- Actual start/end dates available by calling Juliette Stamper at 865-474-6349 or emailing jstamper@firstusbank.com.

## SEC filing metadata
- accession: 0000950170-22-018115
- form_type: 8-K
- ticker: FUSB
- cik: 0000717806
- company_name: FIRST US BANCSHARES, INC.
- filed_at: 2022-09-06T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.1
- calibrated_materiality_score: 0.1
- confidence: high
- sec_items: 5.04, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/717806/000095017022018115/0000950170-22-018115-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/717806/000095017022018115/fusb-20220906.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-22-018115
- JSON: https://secwatch.observer/filing/0000950170-22-018115.json
- Plain text: https://secwatch.observer/filing/0000950170-22-018115.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.