secwatch.observer — SEC 8-K summary ====================================== Issuer: FIRST US BANCSHARES, INC. (FUSB) CIK: 0000717806 Form: 8-K Filed at: 2022-09-06T23:59:59+00:00 Accession: 0000950170-22-018115 Event type: other Sentiment: neutral Materiality: 0.10 Item codes: 5.04, 9.01 LLM model: deepseek-v4-flash:cloud@v2 First US Bancshares imposes 401(k) blackout period Sep 22–Oct 16, 2022 due to trustee change -------------------------------------------------------------------------------- - Blackout starts after market close Sep 22, 2022, expected to end week of Oct 16, 2022. - Reason: conversion to new trustee and record keeper for the 401(k) Plan effective Oct 1, 2022. - Directors and executive officers prohibited from trading company common stock during blackout under SOX Section 306(a). - Participants lose access to 401(k) account distributions and investment changes during blackout. - Actual start/end dates available by calling Juliette Stamper at 865-474-6349 or emailing jstamper@firstusbank.com. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/717806/000095017022018115/0000950170-22-018115-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/717806/000095017022018115/fusb-20220906.htm HTML page: https://secwatch.observer/filing/0000950170-22-018115 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer