---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-22-018802"
form_type: "8-K"
ticker: "SONX"
cik: "0001407973"
company_name: "Sonendo, Inc."
filed_at: "2022-09-23T23:59:59+00:00"
generated_at: "2026-06-23T07:40:37.214551+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Sonendo raises $63M via private placement; discloses NYSE non-compliance risk

## Summary
- Sold 23M shares at $0.95 and pre-funded warrants for 43.3M shares; gross proceeds $63M.
- Net proceeds to fund commercialization, product portfolio expansion, and working capital.
- NYSE notified company Aug 26 of non-compliance due to market cap <$50M and equity <$50M.
- Company may remain non-compliant despite raise; delisting risk could materially affect stock.
- Participants include Pura Vida, First Light, Blue Water Life, ArrowMark, Driehaus, JMR Capital.

## SEC filing metadata
- accession: 0000950170-22-018802
- form_type: 8-K
- ticker: SONX
- cik: 0001407973
- company_name: Sonendo, Inc.
- filed_at: 2022-09-23T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 3.02, 7.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1407973/000095017022018802/0000950170-22-018802-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1407973/000095017022018802/sonx-20220922.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-22-018802
- JSON: https://secwatch.observer/filing/0000950170-22-018802.json
- Plain text: https://secwatch.observer/filing/0000950170-22-018802.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.