secwatch.observer — SEC 8-K summary
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Issuer:     Sonendo, Inc. (SONX)
CIK:        0001407973
Form:       8-K
Filed at:   2022-09-27T23:59:59+00:00
Accession:  0000950170-22-018900
Event type: other_material
Sentiment:  positive
Materiality: 0.75
Item codes: 8.01
LLM model:  deepseek-v4-flash:cloud@v2

Sonendo closes $63M private placement, expects to regain NYSE compliance
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- Sold 23,045,536 shares at $0.95 and pre-funded warrants for 43,315,846 shares at $0.949 each.
- Gross proceeds of ~$63M before fees and expenses.
- Proceeds boost stockholders' equity above $50M, satisfying NYSE continued listing rule 802.01B.
- Equity estimate is preliminary and unaudited; final Q3 2022 figures may differ materially.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1407973/000095017022018900/0000950170-22-018900-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1407973/000095017022018900/sonx-20220927.htm
  HTML page:      https://secwatch.observer/filing/0000950170-22-018900

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer