---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-22-022254"
form_type: "8-K"
ticker: null
cik: "0001805087"
company_name: "GELESIS HOLDINGS, INC."
filed_at: "2022-11-07T23:59:59+00:00"
generated_at: "2026-06-22T05:45:39.696441+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# NYSE warns Gelesis of non-compliance; average closing price below $1.00 for 30 days

## Summary
- Received NYSE notice on Nov 2, 2022 that average closing price below $1.00 for 30 consecutive trading days, violating Section 802.01C.
- Company has six-month cure period; can regain compliance if closing price ≥$1.00 on last trading day of month and 30-day average ≥$1.00.
- Intends to consider all available alternatives to regain compliance; common stock continues trading under GLS during cure period.
- Failure to cure could result in NYSE suspension and delisting procedures.

## SEC filing metadata
- accession: 0000950170-22-022254
- form_type: 8-K
- cik: 0001805087
- company_name: GELESIS HOLDINGS, INC.
- filed_at: 2022-11-07T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1805087/000095017022022254/0000950170-22-022254-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1805087/000095017022022254/gls-20221102.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-22-022254
- JSON: https://secwatch.observer/filing/0000950170-22-022254.json
- Plain text: https://secwatch.observer/filing/0000950170-22-022254.txt

## Key facts
- Listing & Compliance Notices
  GELESIS HOLDINGS, INC. received a nyse deficiency notice notice regarding minimum bid price (rules 802.01C).
  - Exchange: nyse
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 802.01C
  source text: November 2, 2022, Gelesis Holdings, Inc. (the “Company”) received a notification letter (the “Notice”) from the New York Stock Exchange (the “NYSE”) advising that because the average closing price of the Company’s common stock was less than $1.00 over a consecutive 30 trading-day period, it is not in compliance with Section 802.01C of the NYSE Listed Company Manual (“Section 802.01C”). The Company’s common stock will continue to be listed and traded on the NYSE, subject to the Company’s compliance with other NYSE continued listing standards. As required by Section 802.01C, the Company must not
  evidence_url: https://www.sec.gov/Archives/edgar/data/1805087/000095017022022254/0000950170-22-022254-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.