secwatch.observer — SEC 8-K summary ====================================== Issuer: VAPOTHERM INC (—) CIK: 0001253176 Form: 8-K Filed at: 2022-12-06T23:59:59+00:00 Accession: 0000950170-22-026098 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Vapotherm receives NYSE delisting notice for low stock price; average $0.98 per share -------------------------------------------------------------------------------- - NYSE notified Vapotherm on Nov 30, 2022 that average closing price was below $1.00 over 30 trading days. - Company has six months to cure; as of Dec 5, closing price $1.62 and 30-day average $1.01. - Also previously disclosed non-compliance for market cap <$50M and equity <$50M; cure plan under review. - Stock trades under symbol VAPO with .BC indicator until compliance is regained. - Notice does not affect business operations or debt agreements; delisting procedures only if cure fails. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1253176/000095017022026098/0000950170-22-026098-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1253176/000095017022026098/vapo-20221130.htm HTML page: https://secwatch.observer/filing/0000950170-22-026098 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer