{"schema_version":"secwatch.filing_event.v1","accession":"0000950170-23-002342","form_type":"8-K","ticker":"HNNA","cik":"0001145255","company_name":"HENNESSY ADVISORS INC","filed_at":"2023-02-09T23:59:59+00:00","discovered_at":"2026-05-14T18:03:43.983554+00:00","generated_at":"2026-06-19T19:19:02.204575+00:00","sec_items":["2.02","7.01","9.01"],"event_type":"earnings","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"Hennessy Advisors Q1 revenue down 28% to $6.1M; EPS $0.15 vs $0.25; dividend $0.1375","bullets":["Net income $1.1M, down 42% YoY; diluted EPS $0.15, down 40%.","Average AUM $3.0B, down 26% YoY; total AUM $3.0B, down 26%.","Cash net of debt $16.8M, up 18% YoY; dividend of $0.1375/share (5.6% annualized yield) payable March 6.","Launched Hennessy Stance ESG Large Cap ETF (STNC) during the quarter.","CEO cited market turmoil but expressed optimism; balance sheet remains conservative."],"urls":{"canonical":"https://secwatch.observer/filing/0000950170-23-002342","json":"https://secwatch.observer/filing/0000950170-23-002342.json","markdown":"https://secwatch.observer/filing/0000950170-23-002342.md","text":"https://secwatch.observer/filing/0000950170-23-002342.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1145255/000095017023002342/0000950170-23-002342-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1145255/000095017023002342/hnna-20230209.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-19T19:19:02.204575+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"fed7d986750ad7a7305a5bab5dece909235691a5","claim":"HENNESSY ADVISORS INC reported first fiscal quarter of 2023, which ended December 31, 2022 results: revenue $6,144,863, net income $1,119,100, EPS $0.15.","evidence_excerpt":"equivalents, net of gross debt, of $16.8 million, an increase of 18%. Financial Highlights Three Months Ended December 31, Change 2022 2021 Dollar Percent Total Revenue $ 6,144,863 $ 8,534,371 $ (2,389,508) -28.0 % Net Income 1,119,100 1,912,532 (793,432) -41.5 % Earnings Per Share (Diluted) 0.15 0.25 (0.10) -40.0 % Weighted Average Number of","evidence_source":"SEC 8-K Item 2.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1145255/000095017023002342/0000950170-23-002342-index.htm","confidence":0.95,"family_label":"Earnings Releases","details":[{"label":"Period","value":"first fiscal quarter of 2023, which ended December 31, 2022"},{"label":"Revenue","value":"$6,144,863"},{"label":"Net income","value":"$1,119,100"},{"label":"EPS","value":"$0.15"},{"label":"Result","value":"reported results"}],"fact_type":"earnings_release"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}