---
schema_version: "secwatch.filing_event.v1"
accession: "0000950170-23-002468"
form_type: "8-K"
ticker: "PFLT"
cik: "0001504619"
company_name: "PennantPark Floating Rate Capital Ltd."
filed_at: "2023-02-10T23:59:59+00:00"
generated_at: "2026-06-19T17:55:32.793826+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# PennantPark stockholders elect two Class III directors and ratify RSM US LLP as auditor

## Summary
- Arthur H. Penn re-elected as Class III director with 76.81% of votes cast; José A. Briones, Jr. re-elected with 94.54%.
- Stockholders ratified RSM US LLP as independent registered public accounting firm for FY2023 with 97.08% of votes cast.
- Annual meeting held February 7, 2023; record date November 30, 2022 with 45,345,638 shares eligible.

## SEC filing metadata
- accession: 0000950170-23-002468
- form_type: 8-K
- ticker: PFLT
- cik: 0001504619
- company_name: PennantPark Floating Rate Capital Ltd.
- filed_at: 2023-02-10T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1504619/000095017023002468/0000950170-23-002468-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1504619/000095017023002468/pflt-20230207.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0000950170-23-002468
- JSON: https://secwatch.observer/filing/0000950170-23-002468.json
- Plain text: https://secwatch.observer/filing/0000950170-23-002468.txt

## Key facts
- Shareholder Votes
  PennantPark Floating Rate Capital Ltd. shareholders approved Election of two Class III directors at the 2023-02-07 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-02-07
  source text: The Company’s stockholders elected two Class III directors of the Company, who will each serve until the 2026 Annual Meeting and until his successor is duly elected and qualifies.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504619/000095017023002468/0000950170-23-002468-index.htm
- Shareholder Votes
  PennantPark Floating Rate Capital Ltd. shareholders approved Ratification of RSM US LLP as independent registered public accounting firm for year ending September 30, 2023 at the 2023-02-07 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-02-07
  source text: The Company’s stockholders ratified the selection of RSM US LLP to serve as the Company’s independent registered public accounting firm for the year ending September 30, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504619/000095017023002468/0000950170-23-002468-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.